next up previous contents
Next: Topological Conjugacy Up: Fully Developed Chaos Previous: Hyperbolic Invariant Sets

Symbolic Dynamics

 

Our next goal is to unravel the dynamics on tex2html_wrap_inline12670 . In beginning this task it is useful to think how the unit interval gets stretched and folded with each iteration. The transformation of the unit interval under the first three iterations for tex2html_wrap_inline11227 is illustrated in Figure 2.24.

  
Figure 2.24: Keeping track of the stretching and folding of the quadratic map with symbolic dynamics.

This diagram shows that the essential ingredients that go into making a chaotic limit set are stretching and folding. The technique of symbolic dynamics  is a bookkeeping procedure that allows us to systematically follow this stretching and folding process. For one-dimensional maps the complete symbolic theory is also known as kneading theory  [10].

We begin by defining a symbol space for symbolic dynamics. Let tex2html_wrap_inline12718 . tex2html_wrap_inline12720 is known as the sequence space  on the symbols 0 and 1. We sometimes use the symbols L (Left) and R (Right) to denote the symbols 0 and 1 (see Figure 2.24). If we define the distance between two sequences tex2html_wrap_inline12734 and tex2html_wrap_inline12736 by

  equation1931

then tex2html_wrap_inline12720 is a metric space. The metric  tex2html_wrap_inline12740 induces a topology on tex2html_wrap_inline12720 so we have a notion of open and closed sets in tex2html_wrap_inline12720 . For instance, if tex2html_wrap_inline12746 and tex2html_wrap_inline12748 , then the metric tex2html_wrap_inline12750

A dynamic on the space tex2html_wrap_inline12720 is given by the shift map  tex2html_wrap_inline12754 defined by tex2html_wrap_inline12756 . That is, the shift map drops the first entry and moves all the other symbols one place to the left. The shift map is continuous. Briefly, for any tex2html_wrap_inline11873 , pick n such that tex2html_wrap_inline12762 , and let tex2html_wrap_inline12764 . Then the usual tex2html_wrap_inline12766 proof goes through when we use the metric given by equation (2.34) [10].

What do the orbits in tex2html_wrap_inline12720 look like? Periodic points are identified with exactly repeating sequences, tex2html_wrap_inline12770 . For instance, there are two distinct period one orbits, given by tex2html_wrap_inline12772 and tex2html_wrap_inline12774 . The period two orbit takes the form tex2html_wrap_inline12776 and tex2html_wrap_inline12778 , and one of the period three orbits looks like tex2html_wrap_inline12780 , tex2html_wrap_inline12782 , and tex2html_wrap_inline12784 , and so on. Evidently, there are tex2html_wrap_inline11478 periodic points of period n, although some of these points are of a lower period. But there is more. The periodic points are dense in tex2html_wrap_inline12720 ; that is, any nonperiodic point can be represented as the limit of some periodic sequence. Moreover, the nonperiodic points greatly outnumber the periodic points.

What does this have to do with the quadratic map, or more exactly the map tex2html_wrap_inline12213 restricted to the invariant set tex2html_wrap_inline12670 ? We now show that it is the ``same'' map, and thus to understand the orbit structure and dynamics of tex2html_wrap_inline12213 on tex2html_wrap_inline12670 we need only understand the shift map, tex2html_wrap_inline12800 , on the space of two symbols, tex2html_wrap_inline12720 . We can get a rough idea of the behavior of an orbit by keeping track of whether it falls to the left (L or 0) or right (R or 1) at the nth iteration. See Figure 2.25 for a picture of this partition. That is, the symbols 0 and 1 tell us the fold which the orbit lies on at the nth iteration.

Accordingly, define the itinerary  of x as the sequence tex2html_wrap_inline12810 where tex2html_wrap_inline12812 if tex2html_wrap_inline12814 and tex2html_wrap_inline12816 if tex2html_wrap_inline12818 . Thus, the itinerary of x is an infinite sequence of 0s and 1s: it ``lives'' in tex2html_wrap_inline12720 . Further, we think of S as a map from tex2html_wrap_inline12670 to tex2html_wrap_inline12720 . If tex2html_wrap_inline11237 , then it can be shown that tex2html_wrap_inline12832 is a homeomorphism (a map is a homeomorphism  if it is a bijection and both f and tex2html_wrap_inline12836 are continuous). This last result says that the two sets tex2html_wrap_inline12670 and tex2html_wrap_inline12720 are the same. To show the equivalence between the dynamics of tex2html_wrap_inline12213 on tex2html_wrap_inline12670 and tex2html_wrap_inline12800 on tex2html_wrap_inline12720 , we need the following theorem, which is quoted from Devaney. 

Theorem. If tex2html_wrap_inline12850 , then tex2html_wrap_inline12832 is a homeomorphism and tex2html_wrap_inline12854 .

Proof. See section 1.7 in Devaney's book [10]. This theorem holds for all tex2html_wrap_inline11237 , but the proof is more subtle.

As we show in the next section, the essential idea in this proof is to keep track of the preimages of points not mapped out of the unit interval. The symbolic dynamics of the invariant set gives us a way to uniquely name the orbits in the quadratic map that do not run off to infinity. In particular, the itinerary of an orbit allows us to name, and to find the relative location of, all the periodic points in the quadratic map. Symbolic dynamics is powerful because it is easy to keep track of the orbits in the symbol space. It is next to impossible to do this using only the quadratic map since it would involve solving polynomials of arbitrarily high order.


next up previous contents
Next: Topological Conjugacy Up: Fully Developed Chaos Previous: Hyperbolic Invariant Sets

Nicholas B. Tufillaro
Mon Mar 3 01:58:02 PST 1997