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Hyperbolic Invariant Sets

  We begin with some definitions .

Definition. A set or region tex2html_wrap_inline11738 is said to be invariant under the map f if for any tex2html_wrap_inline12616 we have tex2html_wrap_inline12618 for all n.

The simplest example of an invariant set is the collection of points forming a periodic orbit. But, as we will see shortly, there are more complex examples, such as strange invariant sets, which are candidates for chaotic attractors or repellers .

Definition. For mappings of tex2html_wrap_inline12622 , a set tex2html_wrap_inline12624 is a repelling (resp., attracting) hyperbolic set for f if tex2html_wrap_inline11738 is closed, bounded, and invariant under f and there exists an N ;SPMgt; 0 such that tex2html_wrap_inline12634 (resp., ;SPMlt; 1) for all tex2html_wrap_inline12638 and all tex2html_wrap_inline12640 [10].

This definition says that none of the derivatives of points in the invariant set are exactly equal to one. A simple example of a hyperbolic invariant set is a periodic orbit that is either repelling or attracting, but not neutral. In higher dimensions a similar definition of hyperbolicity holds, namely, all the points in the invariant set are saddles .

The existence of both a simple periodic regime and a complicated fully developed chaotic (yet well understood) hyperbolic regime turns out to be quite common in low-dimensional nonlinear systems. In Chapter 5 we will show how information about the hyperbolic regime, which we can often analyze in detail using symbolic dynamics, can be exploited to determine useful physical information about a nonlinear system.

In examining the dynamics of the quadratic map for tex2html_wrap_inline11237 we proceed in two steps: first, we examine the invariant set, and second, we describe how orbits meander on this invariant set. The set itself is a fractal Cantor set [11], and to describe the dynamics on this fractal set we employ the method of symbolic dynamics.

Since f(1/2) ;SPMgt; 1 for tex2html_wrap_inline11237 there exists an open interval centered at 1/2 with points that leave the unit interval after one iteration, never to return. Call this open set tex2html_wrap_inline12650 (see Figure 2.23).

  
Figure 2.23: Quadratic map for tex2html_wrap_inline11237 . (Generated by the Quadratic Map program.)

These are the points in tex2html_wrap_inline12650 whose image under f is greater than one. On the second iteration, more points leave the unit interval. In fact, these are the points that get mapped to tex2html_wrap_inline12650 after the first iteration: tex2html_wrap_inline12660 . Inductively, define tex2html_wrap_inline12662 ; that is, tex2html_wrap_inline12664 consists of all points that escape from I at the n+1st iteration. Clearly, the invariant limit set, call it tex2html_wrap_inline12670 , consists of all the remaining points

  equation1894

What does tex2html_wrap_inline12670 look like? First, note that tex2html_wrap_inline12664 consists of tex2html_wrap_inline11478 disjoint open intervals, so tex2html_wrap_inline12678 is tex2html_wrap_inline12680 disjoint closed intervals. Second, tex2html_wrap_inline12682 monotonically maps each of these intervals onto I. The graph of tex2html_wrap_inline12682 is a polynomial with tex2html_wrap_inline11478 humps. The maximal sections of the humps are the collection of intervals tex2html_wrap_inline12664 that get mapped out of I, but more importantly this polynomial intersects the y=x line tex2html_wrap_inline12680 times. Thus, tex2html_wrap_inline12698 has tex2html_wrap_inline12680 periodic points in I.

The set tex2html_wrap_inline12670 is a Cantor set  if tex2html_wrap_inline12670 is a closed, totally disconnected, perfect subset. A set is disconnected  if it contains no intervals; a set is perfect  if every point is a limit point. It is not too hard to show that the invariant set defined by equation (2.33) is a Cantor set [10]. Thus, we see that the invariant limit set arising from the quadratic map for tex2html_wrap_inline11237 is a fractal Cantor set with a countable infinity of periodic orbits.


next up previous contents
Next: Symbolic Dynamics Up: Fully Developed Chaos Previous: Fully Developed Chaos

Nicholas B. Tufillaro
Mon Mar 3 01:58:02 PST 1997