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Sarkovskii's Theorem

 

In the previous section we saw that for tex2html_wrap_inline12536 an infinite number of periodic orbits with period tex2html_wrap_inline11478 are born in the quadratic map. In a period doubling cascade we know the sequence in which these periodic orbits are born. A period one orbit is born first, followed by a period two orbit, a period four orbit, a period eight orbit, and so on. For higher values of tex2html_wrap_inline11903 , additional periodic orbits come into existence. For instance, a period three orbit is born when tex2html_wrap_inline12430 , as we showed in section 2.7.1. In this section, we will explicitly show that all possible periodic orbits exist for tex2html_wrap_inline12544 . One of the goals of bifurcation theory is to understand the different mechanisms for the birth and death of these periodic orbits. Pinning down all the details of an individual problem is usually very difficult, often impossible. However, there is one qualitative result due to Sarkovskii of great beauty that applies to any continuous mapping of the real line to itself.

The positive integers are usually listed in increasing order tex2html_wrap_inline12546 However, let us consider an alternative enumeration that reflects the order in which a sequence of period n orbits is created. For instance, we might list the sequence of integers of the form tex2html_wrap_inline11478 as

displaymath1799

where the symbol tex2html_wrap_inline12552 means ``implies.'' In the quadratic map system this ordering says that the existence of a period tex2html_wrap_inline11478 orbit implies the existence of all periodic orbits of period tex2html_wrap_inline12556 for i ;SPMlt; n. We saw this ordering in the period doubling cascade. A period eight orbit thus implies the existence of both period four and period two orbits. This ordering diagram says nothing about the stability of any of these orbits, nor does it tell us how many periodic orbits there are of any given period.

Consider the ordering of all the integers given by

  eqnarray1803

with tex2html_wrap_inline11494 . Sarkovskii's theorem  says that the ordering found in equation (2.29) holds, in the sense of the tex2html_wrap_inline11478 ordering above, for any continuous map of the real line R to itself--the existence of a period i orbit implies the existence of all periodic orbits of period j where j follows i in the ordering. Sarkovskii's theorem is remarkable for its lack of hypotheses (it assumes only that f is continuous). It is of great help in understanding the structure of one-dimensional maps.

In particular, this ordering holds for the quadratic map. For instance, the existence of a period seven orbit implies the existence of all periodic orbits except a period five and a period three orbit. And the existence of a single period three orbit implies the existence of periodic orbits of all possible periods for the one-dimensional map. Sarkovskii's theorem forces the existence of period doubling cascades in one-dimensional maps. It is also the basis of the famous statement of Li and Yorke  that ``period three implies chaos,''  where chaos loosely means the existence of all possible periodic orbits.gif An elementary proof of Sarkovskii's theorem, as well as a fuller mathematical treatment of maps as dynamical systems, is given by Devaney  in his book An Introduction to Chaotic Dynamical Systems [10].

Sarkovskii's theorem holds only for mappings of the real line to itself. It does not hold in the bouncing ball system because it is a map in two dimensions. It does not hold for mappings of the circle, tex2html_wrap_inline12574 , to itself. Still, Sarkovskii's theorem is a lovely result, and it does point the way to what might be called ``qualitative universality,'' that is, general statements, usually topological in nature, that are expected to hold for a large class of dynamical systems.


next up previous contents
Next: Sensitive Dependence Up: Quadratic Map Previous: Period Doubling Ad Infinitum

Nicholas B. Tufillaro
Mon Mar 3 01:58:02 PST 1997