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Homoclinic and Heteroclinic Points

  We informally define the unstable manifold and the stable manifold for a hyperbolic fixed point tex2html_wrap_inline13856 of a map f by  

displaymath5059

and

These manifolds are tangent to the eigenvectors of f at tex2html_wrap_inline13856 .

We are led to study a two-dimensional map f by considering the Poincaré map of a three-dimensional flow in the vicinity of a periodic orbit.

   figure5070
Figure: (a) Poincaré map in the vicinity of a periodic orbit, tex2html_wrap_inline15303 . (b) The map shown with a transversal intersection at a homoclinic point.

This situation is illustrated in Figure 4.13. The map f is orientation preservinggif because it comes from a smooth flow. The periodic orbit of the flow gives rise to the fixed point tex2html_wrap_inline13856 of the map. The fixed point tex2html_wrap_inline13856 has a one-dimensional stable manifold tex2html_wrap_inline15311 and a one-dimensional unstable manifold . Poincaré  was led to his discovery of chaotic behavior and homoclinic tangles (see section 3.6 and Appendix H) by considering the interaction between the stable and unstable manifold of tex2html_wrap_inline13856 . One possible interaction is shown in Figure 4.13(a) where the unstable manifold exactly matches the stable manifold, tex2html_wrap_inline15303 .

However, such a smooth match is exceptional. The more common possibility is for a transversal intersection between the stable and unstable manifold (Fig. 4.13(b)). The location of the transversal intersection is called a homoclinic point  when both the unstable and stable manifold emanate from the same periodic orbit (Fig. 4.14(a)).

   figure5086
Figure 4.14: (a) A homoclinic point. (b) A heteroclinic point.

The intersection point is called a heteroclinic point  when the manifolds emanate from different periodic orbits. A heteroclinic point is shown in Figure 4.14(b) where the unstable manifold emanating from tex2html_wrap_inline13856 intersects the stable manifold of a different fixed point tex2html_wrap_inline15321 .

The existence of a single homoclinic or heteroclinic point forces the existence of an infinity of such points. Moreover, it also gives rise to a homoclinic (heteroclinic) tangle   . This tangle is the geometric source of chaotic motions.

  
Figure 4.15: The interaction of the stable manifold tex2html_wrap_inline15311 and the unstable manifold with a homoclinic point tex2html_wrap_inline11259 . The homoclinic point tex2html_wrap_inline11259 gets mapped to the homoclinic point tex2html_wrap_inline11263 . The orientation of the map is determined by considering where points a and b in the vicinity of tex2html_wrap_inline11259 are mapped.

To see why this is so, consider Figure 4.15. A homoclinic point is indicated at tex2html_wrap_inline11259 . This homoclinic point is part of both the stable manifold and the unstable manifold,

displaymath5103

Also shown is a point a that lies on the stable manifold behind tex2html_wrap_inline11259 (the direction is determined by the arrow on the manifold), i.e., on tex2html_wrap_inline15247 . Similarly, the point b lies on the unstable manifold with tex2html_wrap_inline15351 on tex2html_wrap_inline15249 . Now, we must try to find the location of the next iterate of tex2html_wrap_inline11263 subject to the following conditions:

  1. The map f is orientation preserving.
  2. tex2html_wrap_inline15359 (all the iterates of a homoclinic point are also homoclinic points).
  3. tex2html_wrap_inline15361 .
A picture consistent with these assumptions is shown in Figure 4.15. The point tex2html_wrap_inline11263 must lie at a new homoclinic point (that is, at a new intersection point) ahead of tex2html_wrap_inline11259 . The first candidate for the location of tex2html_wrap_inline11263 is the next intersection point, indicated at d. However, tex2html_wrap_inline11263 could not be located here because that would imply that the map f is orientation reversing (see Prob. 4.21). The next possible location, which does satisfy all the above conditions, is indicated by tex2html_wrap_inline11263 . More complicated constructions could be envisioned that are consistent with the above conditions, but the solution shown in Figure 4.15 is the simplest.

Now tex2html_wrap_inline11263 is itself a homoclinic point. And the same argument applies again: the point tex2html_wrap_inline15379 must lie closer to tex2html_wrap_inline13856 and ahead of tex2html_wrap_inline11263 (Fig. 4.16(a)).

   figure5115
Figure 4.16: (a) Images and preimages of a homoclinic point. (b) A homoclinic tangle resulting from a single homoclinic point.

In this way a single homoclinic orbit must generate an infinite number of homoclinic orbits. This sequence of homoclinic points asymptotically approaches tex2html_wrap_inline13856 .

Since f arises from a flow, it is a diffeomorphism and thus invertible. Therefore, exactly the same argument applies to the preimages of tex2html_wrap_inline15389 . That is, approaches tex2html_wrap_inline13856 via the unstable manifold. The end result of this construction is the violent oscillation of tex2html_wrap_inline15247 and tex2html_wrap_inline15249 in the region of tex2html_wrap_inline13856 . These oscillations form the homoclinic tangle indicated schematically in Figure 4.16(b).

The situation is even more complicated than it initially appears. The homoclinic points are not periodic orbits, but Birkhoff and Smith showed that each homoclinic point is an accumulation point for an infinite family of periodic orbits [9]. Thus, each homoclinic tangle has an infinite number of homoclinic points, and in the vicinity of each homoclinic point there exists an infinite number of periodic points. Clearly, one major goal of dynamical systems theory, and nonlinear dynamics, is the development of techniques to dissect and classify these homoclinic tangles. In section 4.8 we will show how the orbit structure of a homoclinic tangle is organized by using a horseshoe map. In Chapter 5 we will continue this topological approach by showing how knot theory can be used to unravel a homoclinic tangle.


next up previous contents
Next: Example: Laser Equations Up: Invariant Manifolds Previous: Center Manifold Theorem

Nicholas B. Tufillaro
Mon Mar 3 01:58:02 PST 1997